Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholaos? Claim Your ProfileNicholaos Moragiemos is a registered representative with Citigroup Global Markets Inc. Nicholaos has been in the industry since 2003 and has held previous positions with Morgan Stanley Smith Barney, Morgan Stanley DW Inc., Pruco Securities, LLC., and Citigroup Global Markets Inc.. Nicholaos holds Series 63, Series 7, Series 31, Series 65 and SIE licenses and is registered in New York and New Jersey. Nicholaos specializes in providing investment advisory services to individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Nicholaos is currently located at the Citigroup Global Markets Inc. branch office in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/05/2010 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
06/01/2009 - 01/28/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
11/03/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/10/2004 - 02/24/2006
MORGAN STANLEY DW INC. (MELVILLE NY)
NJ
03/23/2004 - 04/29/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
01/04/2002 - 02/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 03/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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