Unclaimed
Nichol Stimac is an investment advisor representative at Fifth Third Securities, Inc. located in Oak Brook, IL. Nichol has been in the industry since 2004 and is licensed to provide investment advice in a number of states. Prior to joining Fifth Third Securities, Inc. Nichol worked at Ameriprise Financial Services, LLC. and PNC Investments. Nichol holds Series 7, 9, 10, 24, and 66 licenses and specializes in portfolio management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
05/27/2022 - Present
Fifth Third Securities, Inc. (OAK BROOK IL)
MN
05/29/2020 - 06/23/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
IL
02/12/2014 - 05/18/2020
PNC INVESTMENTS (CLARENDON HILLS IL)
IL
04/23/2012 - 01/28/2014
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
MA
02/07/2011 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
MA
11/04/2010 - 02/03/2011
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
09/05/2007 - 01/31/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
GA
09/15/2006 - 07/16/2007
PFS INVESTMENTS INC. (DULUTH GA)
NY
02/06/2003 - 09/10/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/09/2002 - 02/04/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/17/2001 - 07/03/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/16/2001 - 05/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 5/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/4/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/5/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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