Unclaimed
Niccolo Piccini is a financial professional registered with Truist Securities, Inc. and holds a Series 7, 63, 31, 86, and 87 licenses. Niccolo is active in 52 states and has been working in the financial services industry for over a year. Previously, Niccolo was registered with LAZARD ASSET MANAGEMENT SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/05/2023 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
08/15/2022 - 05/31/2023
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
BC
Issued 11/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/31/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/11/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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