Unclaimed
Niccolo Parisi is a financial advisor who has been working in the industry since June 11, 2020. Niccolo is currently registered with Empower Advisory Group, LLC. Niccolo is licensed in all states except for: VT, WY. Niccolo has previously worked at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Niccolo has passed the Series 66, Series 7TO, and SIE exams. Niccolo is a licensed investment advisor in South Carolina. Niccolo specializes in retirement planning, insurance and financial planning for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
04/26/2023 - Present
Empower Advisory Group, LLC (MURRELLS INLET SC)
FL
09/12/2021 - 03/23/2023
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
SC
01/30/2020 - 06/02/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MYRTLE BEACH SC)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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