Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niccolo? Claim Your ProfileNiccolo Gonzales is a financial advisor with over 20 years of experience in the industry. Niccolo is currently registered with Cetera Investment Advisers LLC and is licensed to offer investment advice and securities products in North Carolina. Niccolo has a broad range of experience working with individuals, families, and businesses. Niccolo holds a Series 7, Series 9, Series 24 and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
08/10/2023 - Present
Cetera Investment Advisers LLC (DURHAM NC)
NC
08/16/2022 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Durham NC)
NC
06/11/2021 - 08/15/2022
PARK AVENUE SECURITIES LLC (RALEIGH NC)
NC
09/22/2017 - 10/12/2020
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
NC
09/01/2015 - 09/05/2017
AXA ADVISORS, LLC (RESEARCH TRIANGLE PARK NC)
NC
06/01/2012 - 08/28/2015
LINCOLN INVESTMENT (KNIGHTDALE NC)
NC
11/05/2010 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (KNIGHTDALE NC)
NC
07/10/2009 - 10/20/2010
MML INVESTORS SERVICES, INC. (GREENSBORO NC)
NC
10/24/2002 - 07/08/2009
AMERIPRISE FINANCIAL SERVICES, INC. (HIGH POINT NC)
MN
10/24/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 8/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/29/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/2/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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