Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicco? Claim Your ProfileNicco Brown is a financial advisor at Interactive Brokers LLC with over 20 years of experience in the industry. Nicco has a strong track record of success in the securities industry, holding licenses including Series 7, 24, 53, 63, and SIE. Nicco has worked in various roles at Ally Invest Securities LLC, PFS Investments Inc., and J.B. Oxford & Company. Nicco has a wide range of experience in the financial industry and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/22/2022 - Present
Interactive Brokers LLC (Fort Lauderdale FL)
NC
01/11/2018 - 06/11/2021
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
FL
06/27/2003 - 11/22/2017
PFS INVESTMENTS INC. (CORAL SPRINGS FL)
CA
02/05/1997 - 04/18/2002
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
FL
01/03/1997 - 01/29/1997
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
BC
Issued 04/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2018
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/12/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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