Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicauris? Claim Your ProfileNicauris Castillo estevez is a registered representative with Roosevelt & Cross, Inc. Nicauris holds the Series 63, Series 52TO, Series 53, and SIE licenses and is registered in 52 states and the District of Columbia. Nicauris has been in the industry since January 30, 2022. Nicauris's office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/31/2022 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
BC
Issued 12/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/28/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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