Unclaimed
Nia Sara Silgardo is an investment advisor representative with Neuberger Berman BD LLC, working in the New York office. Nia is licensed to operate in the state of New York. Nia has been in the industry since 2022 and has experience at both Goldman Sachs & Co. LLC and Credit Suisse Securities. Nia holds the Series 79TO, Series 7TO, Series 31 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/30/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/09/2022 - 03/30/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BOTH
Issued 03/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 05/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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