Unclaimed
Nia Octavia Bright is a financial professional with a strong background in the securities industry. Nia is registered with the state of Pennsylvania as a broker and has passed both the Series 7TO and Series 63 exams. Nia is currently employed with Sanford C. Bernstein & CO., LLC and can assist clients with portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
PA
05/24/2024 - Present
Sanford C. Bernstein & CO., LLC (PHILADELPHIA PA)
BC
Issued 06/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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