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Nia Francis

Mutual OF America Securities LLC

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About Nia Francis

Nia Francis is a Registered Representative with Mutual of America Securities LLC. Nia is registered with FINRA and the state of New York. Nia holds the Series 6TO and SIE exams. Nia is located in Tarrytown, NY.

Firm Information

Nia Francis is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nia Francis’s Registration & Firm History

NY

08/27/2024 - Present

Mutual OF America Securities LLC (TARRYTOWN NY)

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Licenses & Designations

BC

Issued 07/25/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nia Francis.
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