Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ni? Claim Your ProfileNi Ni Mar is a financial advisor with Cetera Investment Advisers LLC. Ni Ni Mar has been in the financial industry for over 20 years, and holds a Series 6, 7, 63, and 66 licenses. Ni Ni Mar has held previous positions with HSBC Securities (USA) Inc., Citigroup Global Markets Inc., CitiCorp Investment Services, Cal Fed Investments and SunAmerica Securities, Inc. Ni Ni Mar's office is located in Palos Verdes, California. Ni Ni Mar also serves as a Branch Manager at East West Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/30/2024 - Present
Cetera Investment Advisers LLC (PALOS VERDES CA)
CA
07/05/2011 - 09/29/2015
HSBC SECURITIES (USA) INC. (TORRANCE CA)
CA
05/29/2007 - 06/15/2011
CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (TORRANCE CA)
CA
08/22/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
AZ
12/10/2001 - 05/02/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 8/6/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/3/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/7/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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