Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nhi? Claim Your ProfileNhi Phuong Giang is a financial advisor with over 6 years of experience in the financial services industry. Nhi Phuong Giang is currently registered with Morgan Stanley in Menlo Park, California and San Francisco, California. Nhi Phuong Giang is also registered with the state of Texas. Previously, Nhi Phuong Giang was registered with J.P. Morgan Securities LLC, Chase Investment Services Corp., and TRANSAMERICA FINANCIAL ADVISORS, INC. Nhi Phuong Giang holds a Series 6, 7, 63 and 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/19/2019 - Present
Morgan Stanley (Menlo Park CA)
CA
09/20/2017 - 03/26/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (ALVISO CA)
CA
07/01/2015 - 10/07/2015
MORGAN STANLEY (SAN FRANCISCO CA)
CA
10/01/2012 - 02/18/2015
J.P. MORGAN SECURITIES LLC (MILPITAS CA)
CA
09/20/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FREMONT CA)
BOTH
Issued 08/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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