Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nhat? Claim Your ProfileNhat Bui is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Tukwila, WA. Nhat is registered with the state of Washington and is also registered in other states including Texas, California, Massachusetts, Ohio, and Virginia. Nhat has been in the financial services industry since 2017. Nhat holds a Series 7, 63, 66, and SIE licenses and provides financial planning services to individuals, businesses, and corporations. Nhat is committed to providing clients with the personalized attention they deserve. Nhat has experience with working with both high-net-worth clients and individuals other than high-net-worth. Nhat has also worked for Key Investment Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
03/27/2023 - Present
Raymond James Financial Services Advisors, Inc. (Tukwila WA)
WA
08/09/2019 - 12/03/2019
KEY INVESTMENT SERVICES LLC (Bellevue WA)
WA
07/19/2016 - 10/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MERCER ISLAND WA)
BOTH
Issued 03/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/21/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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