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Nhat M Nguyen

KEY Investment Services LLC

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About Nhat M Nguyen

Nhat Nguyen is an investment advisor representative currently registered with Key Investment Services LLC, a firm headquartered in Brooklyn, Ohio. Nhat has been in the industry since April 2022. Nhat holds Series 63, 65, and 7TO licenses, as well as a SIE. Prior to joining Key Investment Services LLC, Nhat was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC. Nhat is licensed in Oregon and Washington. Key Investment Services LLC manages approximately $4.2 billion in assets for 26,437 clients, primarily for individuals, high net worth individuals, pension and profit-sharing plans, corporations and other businesses, and charitable organizations. Nhat focuses on providing portfolio management services to clients.

Firm Information

Nhat Nguyen is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nhat Nguyen’s Registration & Firm History

OH

01/05/2023 - Present

KEY Investment Services LLC (BROOKLYN OH)

WA

07/21/2022 - 01/02/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)

WA

01/10/2022 - 04/23/2022

J.P. MORGAN SECURITIES LLC (SEATTLE WA)

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Licenses & Designations

IA

Issued 08/12/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/10/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nhat M Nguyen.
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