Unclaimed
Nhan Nguyen is a financial professional with over 7 years of experience in the financial services industry. Nhan is currently registered with W&S Brokerage Services, Inc. and has a Series 6, Series 26, and Series 63 license. Nhan has been active in the financial services industry since 2015. Prior to joining W&S Brokerage Services, Inc., Nhan was with MML INVESTORS SERVICES, LLC. Nhan specializes in providing financial advice and services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NV
10/06/2022 - Present
W&S Brokerage Services, Inc. (Las Vegas NV)
NV
09/30/2021 - 08/17/2022
MML INVESTORS SERVICES, LLC (Las Vegas NV)
NV
03/09/2015 - 06/16/2021
NYLIFE SECURITIES LLC (LAS VEGAS NV)
BC
Issued 05/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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