Unclaimed
Nhan Ha is a financial professional with experience in the financial services industry. Nhan is currently registered with Nylife Securities LLC. Nhan is licensed to conduct business in Texas. Nhan has passed the Series 6, Series 63, Series 6TO and the SIE exams. Previous work experience includes Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/24/2021 - Present
Nylife Securities LLC (ARLINGTON TX)
NJ
09/10/1997 - 09/18/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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