Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nguyet? Claim Your ProfileNguyet Ly has been in the financial industry since 1996. Nguyet is currently registered with Fidelity Brokerage Services LLC and holds the following licenses: Series 6, Series 7, Series 63 and SIE. Nguyet has previously worked at Fidelity Investments Institutional Services Company, Inc. in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/01/2008 - Present
Fidelity Brokerage Services LLC (HERMOSA BEACH CA)
CA
02/22/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SAN FRANCISCO CA)
CA
06/21/1996 - 02/22/2007
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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