Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nguyen? Claim Your ProfileNguyen Nhat Nguyen is a financial professional who has been in the industry since May 3, 2021. Nguyen is currently registered with Fidelity Brokerage Services LLC and is licensed in 53 states and territories. Nguyen has a Series 7, Series 63, and SIE license. Nguyen was previously registered with VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
08/08/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
AZ
04/22/2021 - 07/26/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 04/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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