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Nguyen minh hang Chu

SG Americas Securities, LLC

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About Nguyen minh hang Chu

Nguyen minh hang Chu is a financial advisor based in NEW YORK, NY. Nguyen minh hang Chu has been in the industry since 2024. Nguyen minh hang Chu is registered with SG Americas Securities, LLC. Nguyen minh hang Chu has passed the following exams: Series 79TO, SIE and Series 63. Nguyen minh hang Chu is licensed in all 50 states and Puerto Rico.

Firm Information

Nguyen minh hang Chu is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nguyen minh hang Chu’s Registration & Firm History

NY

08/05/2024 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/26/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nguyen minh hang Chu.
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