Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nguyen? Claim Your ProfileNguyen Khoi Tran is a registered representative with Northwestern Mutual Investment Services, LLC. Nguyen has been in the industry since 2010 and has experience with MML Investors Services, LLC, MSI Financial Services, Inc., and New England Securities. Nguyen holds a Series 6, Series 63 and SIE license. Nguyen is located in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
12/02/2022 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
GA
03/25/2017 - 10/18/2022
MML INVESTORS SERVICES, LLC (Peachtree Corners GA)
GA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
05/21/2012 - 01/02/2015
NEW ENGLAND SECURITIES (ATLANTA GA)
GA
01/07/2010 - 05/15/2012
NEW ENGLAND SECURITIES (ATLANTA GA)
BC
Issued 02/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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