Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nguyen? Claim Your ProfileNguyen Ba Mai is a financial professional with over 25 years of experience in the financial services industry. Nguyen is currently registered with Nylife Securities LLC and holds licenses for both Securities and Investment Advisory. Nguyen Ba Mai is registered in 12 states. Nguyen has passed the Series 6, 7, 24 and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/06/1997 - Present
Nylife Securities LLC (WALTHAM MA)
BC
Issued 05/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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