Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ngozi? Claim Your ProfileNgozi Ada Chuku is a financial advisor who is registered in 51 states and the District of Columbia. Ngozi is currently employed by Barings Securities LLC and is located in Charlotte, NC. Ngozi passed her Series 7TO, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
02/04/2023 - Present
Barings Securities LLC (CHARLOTTE NC)
BC
Issued 03/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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