Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ngon sing? Claim Your ProfileNgon sing Chan is a financial professional with over 20 years of experience in the financial services industry. Ngon sing Chan is currently registered with J.p. Morgan Securities LLC. Previously, Ngon sing Chan was registered with HSBC Securities (USA) Inc., Citigroup Global Markets Inc., CitiCorp Investment Services and Salomon Smith Barney Inc.. Ngon sing Chan has passed the Series 63, Series 7, and SIE exams. Ngon sing Chan is licensed in Connecticut, New Jersey, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
06/13/2014 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
06/16/2010 - 05/29/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
05/29/2007 - 05/27/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/12/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
10/26/2000 - 02/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 05/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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