Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ngoc? Claim Your ProfileNgoc Nguyen has been in the financial services industry since 2007. Ngoc is currently registered with Pacific Select Distributors, LLC and holds Series 6, 7, and 63 licenses along with the SIE exam. Ngoc has previously been registered with Prudential Annuities Distributors, Inc. and Lincoln Financial Distributors, Inc. Ngoc is licensed in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/30/2023 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CT
04/18/2008 - 06/09/2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
PA
06/27/2006 - 01/09/2007
LINCOLN FINANCIAL DISTRIBUTORS, INC. (PHILADELPHIA PA)
BC
Issued 07/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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