Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nghiep? Claim Your ProfileNghiep Hoang Nghiem is a financial professional with over 16 years of experience in the industry. Nghiep has a broad range of experience, having worked with firms such as Axiom Capital Management, Inc., Bradley Woods & Co. LTD., and Ascendant Alternative Strategies, LLC. Currently, Nghiep is registered with SP Securities LLC in Houston, TX and holds a Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/26/2020 - Present
SP Securities LLC (HOUSTON TX)
NY
06/21/2017 - 02/26/2020
ASCENDANT ALTERNATIVE STRATEGIES, LLC (WHITE PLAINS NY)
TX
04/07/2016 - 04/20/2017
AXIOM CAPITAL MANAGEMENT, INC. (AUSTIN TX)
NY
03/18/2014 - 02/24/2016
BRADLEY WOODS & CO. LTD. (NEW YORK NY)
TX
06/23/2011 - 03/19/2014
AXIOM CAPITAL MANAGEMENT, INC. (HOUSTON TX)
TX
03/25/2010 - 08/26/2010
APS FINANCIAL CORPORATION (AUSTIN TX)
TX
08/14/2001 - 08/04/2006
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
BC
Issued 03/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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