Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nghi? Claim Your ProfileNghi T. Ho is a financial advisor with over 27 years of experience in the financial services industry. Nghi is a registered representative of Next Financial Group, Inc. and has been with the firm since 2020. Nghi has also previously worked for Calton & Associates, Inc., IMS Securities, Inc., LPL Financial Corporation, and Edward D. Jones & Co., L.P. Nghi offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Nghi holds Series 7, Series 24, and Series 63 licenses. Nghi is also a registered investment advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
11/23/2020 - Present
Next Financial Group, Inc. (HOUSTON TX)
TX
11/17/2017 - 07/23/2020
CALTON & ASSOCIATES, INC. (Houston TX)
TX
09/14/2012 - 11/14/2017
IMS SECURITIES, INC. (HOUSTON TX)
TX
03/30/2009 - 09/18/2012
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
06/03/1999 - 04/28/2009
LPL FINANCIAL CORPORATION (HOUSTON TX)
MO
06/07/1993 - 06/04/1999
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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