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Nganthu Chen

Allstate Financial Services, LLC

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About Nganthu Chen

Nganthu Chen is a financial professional with over 20 years of experience in the industry. Nganthu holds Series 6, Series 63, and SIE licenses and is registered with the state of California and Nevada. Nganthu is currently employed by Allstate Financial Services, LLC.

Firm Information

Nganthu Chen is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nganthu Chen’s Registration & Firm History

CA

02/05/2001 - Present

Allstate Financial Services, LLC (ROSEMEAD CA)

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Licenses & Designations

BC

Issued 11/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nganthu Chen.
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