Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nga ying? Claim Your ProfileNga Ying Chan is a financial advisor with Wells Fargo Clearing Services, LLC in Carlsbad, California. Nga Ying has been in the industry since 2011 and has a wide range of experience. Nga Ying is registered with the state of California as both a Broker-Dealer and Investment Advisor. Nga Ying is also registered with FINRA and has the Series 6, 7, and 66 licenses. Nga Ying has previously worked with Ameriprise Financial Services, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/09/2017 - Present
Wells Fargo Clearing Services, LLC (CARLSBAD CA)
CA
03/29/2016 - 07/11/2016
AMERIPRISE FINANCIAL SERVICES, INC. (SAN DIEGO CA)
CA
05/21/2015 - 03/28/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
02/28/2011 - 05/03/2011
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
BOTH
Issued 10/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nga ying Chan is the right advisor for you? Invested Better is here to help.
