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Nga see Lun

Bofa Securities, Inc.

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About Nga see Lun

Nga see Lun is a registered representative with Bofa Securities, Inc. Nga see Lun is registered in North Carolina and holds the Series 63, Series 79TO and SIE licenses. Nga see Lun joined the firm in January 2022. Nga see Lun works out of the Charlotte, North Carolina branch of Bofa Securities, Inc..

Firm Information

Nga see Lun is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Nga see Lun’s Registration & Firm History

NC

01/12/2022 - Present

Bofa Securities, Inc. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nga see Lun.
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