Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nga? Claim Your ProfileNga N Pho is a financial advisor with over 30 years of experience in the industry. Nga is currently registered with Morgan Stanley, working out of their Chapel Hill, NC office. Prior to joining Morgan Stanley, Nga worked with Edward Jones and previously had been with Citigroup Global Markets Inc. and Smith Barney Inc. Nga has a broad range of experience serving clients across a variety of industries, including individuals, corporations, and institutional investors. Nga holds a Series 66, Series 63, Series 7TO, SIE, and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
12/01/2024 - Present
Morgan Stanley (CHAPEL HILL NC)
NC
07/22/2020 - 10/19/2021
EDWARD JONES (CHAPEL HILL NC)
NC
05/08/2017 - 10/15/2018
MORGAN STANLEY (DURHAM NC)
NC
06/01/2009 - 06/03/2010
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
01/15/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RALEIGH NC)
NY
07/11/1994 - 02/01/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
03/24/1994 - 06/27/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
09/19/1989 - 12/18/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 08/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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