Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nga? Claim Your ProfileNga Kim Ha is a financial advisor who has been active in the industry since March 13, 2014. Nga Kim Ha is registered with Nylife Securities LLC and holds Series 6, 7, 24 and 63 licenses. Nga Kim Ha is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/14/2014 - Present
Nylife Securities LLC (SAN JOSE CA)
BC
Issued 04/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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