Unclaimed
Nezir Mustafic is a financial advisor with over 26 years of experience in the industry. Currently, Nezir is registered with bnp paribas securities corp. Prior to this role, Nezir worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Knight Libertas LLC, Credit Suisse First Boston LLC, and Nomura Securities International, Inc. Nezir holds the Series 4, Series 7, Series 52, Series 53, Series 63, and Series 79 licenses. Nezir is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/04/2011 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
11/01/2010 - 10/12/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/22/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CT
02/19/2009 - 08/25/2009
KNIGHT LIBERTAS LLC (GREENWICH CT)
NY
07/27/2005 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/07/2004 - 06/27/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
11/10/2000 - 06/24/2004
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/26/1999 - 11/06/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
02/06/1996 - 10/19/1999
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 02/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2005
Series 4 - Registered Options Principal Examination
BC
Issued 09/06/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/24/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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