Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Newman? Claim Your ProfileNewman Henaro Rochester is an investment professional with over 20 years of experience in the financial services industry. Newman currently holds a Series 6, Series 26 and Series 63 securities license. Newman is registered with Prudential Annuities Distributors, Inc. in Connecticut. Newman's previous employers include PRUCO SECURITIES, LLC., METLIFE INVESTORS DISTRIBUTION COMPANY, TOWER SQUARE SECURITIES, INC. and MANULIFE FINANCIAL SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/20/2018 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
08/04/2016 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
08/13/2012 - 07/07/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
04/01/2006 - 08/01/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CA
12/04/2003 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
12/04/2001 - 08/05/2003
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
BC
Issued 01/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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