linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Newcomb Debevoise Cole

Boston Partners Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Newcomb? Claim Your Profile

About Newcomb Debevoise Cole

Newcomb Debevoise Cole has been working in the financial industry since May 21, 1991. Currently, Cole is registered with Boston Partners Securities, LLC and is located in the Boston, MA office. Cole previously worked at Janus Henderson Distributors US LLC and MBSC Securities Corporation. Cole is licensed to offer securities in 52 states and has passed the following exams: Series 6, 7, 63, 65, and SIE.

Firm Information

Newcomb Cole is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Newcomb Cole’s Registration & Firm History

MA

02/13/2023 - Present

Boston Partners Securities, LLC (BOSTON MA)

CO

04/02/2019 - 04/07/2022

JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)

MA

07/02/2007 - 04/24/2018

MBSC SECURITIES CORPORATION (BOSTON MA)

MA

10/12/1998 - 07/02/2007

MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)

NY

04/30/2004 - 12/31/2005

MBSC, LLC (NEW YORK NY)

RI

07/03/1997 - 10/08/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

08/04/1989 - 07/03/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

Not sure if Newcomb Debevoise Cole is right for you?

Licenses & Designations

IA

Issued 03/12/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/23/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1990

Series 7 - General Securities Representative Examination

BC

Issued 08/03/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Newcomb Debevoise Cole.
Not sure if Newcomb Debevoise Cole is right for you?