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Nevin Athwal

J.p. Morgan Securities LLC

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About Nevin Athwal

Nevin Athwal is a financial advisor at J.P. Morgan Securities LLC, a firm with a history of providing comprehensive investment services to individual investors and institutional clients. Nevin has a wealth of experience in the financial services industry, having worked with SMBC Nikko Securities America, Inc. prior to joining J.P. Morgan. Nevin is licensed in 53 states and has earned several industry credentials, including the Series 63, Series 52, and Series 79 exams, and the Securities Industry Essentials Examination (SIE).

Firm Information

Nevin Athwal is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Nevin Athwal’s Registration & Firm History

NY

11/21/2018 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

10/15/2016 - 10/04/2018

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2016

Series 52 - Municipal Securities Representative Examination

BC

Issued 10/15/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE National, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nevin Athwal.
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