Unclaimed
Neville J O'Callaghan has been in the financial services industry since August 17, 2000. Neville is currently registered with National Financial Services LLC, and is also a registered representative of FINRA. Neville was previously employed by TD Waterhouse Investor Services, Inc. Neville has passed the Series 63, Series 4, SIE and Series 7 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/05/2004 - Present
National Financial Services LLC (JERSEY CITY NJ)
NE
05/22/2000 - 02/06/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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