Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nestor? Claim Your ProfileNestor Hsu is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nestor Hsu has been in the securities industry for over 2 years. Nestor Hsu has passed several exams including the Series 63, Series 65, Series 7TO and the SIE. Nestor Hsu is also registered in several states including Georgia, Florida, North Carolina, South Carolina, Tennessee, and Texas. Nestor Hsu has experience working with a variety of clients including individuals, corporations, high net worth individuals, charitable organizations, pension and profit-sharing plans, and insurance companies. Nestor Hsu provides advisory services such as portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. Nestor Hsu is also employed by bb.q Chicken Duluth as a server.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
08/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
MN
07/26/2023 - 06/13/2024
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
GA
01/26/2023 - 07/19/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
IA
Issued 08/25/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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