Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nestor? Claim Your ProfileNestor Gonzalez is a financial advisor who has been in the industry since 1993. Nestor has a strong background in the securities industry, holding licenses from various states and FINRA. Nestor has worked for several firms, including TD Ameritrade, Raymond James Financial Services, and AIG Financial Advisors. Currently, Nestor works as an Investment Advisor Representative with Charles Schwab & CO., Inc., a firm that offers a wide range of financial products and services. Nestor's focus is on providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
06/22/2007 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
07/23/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
FL
11/03/2006 - 06/06/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
AZ
10/31/2005 - 09/20/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
06/29/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
08/23/2004 - 05/25/2005
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
NE
07/23/2003 - 08/24/2004
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
08/07/2002 - 06/19/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
08/07/2002 - 06/19/2003
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
05/24/1993 - 06/19/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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