Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nestor? Claim Your ProfileNestor Banta is a financial advisor registered with Cetera Investment Advisers LLC. Nestor is a CERTIFIED FINANCIAL PLANNER™ professional with over 12 years of experience in the financial services industry. Nestor's current employment registration began on June 29, 2023. Nestor has a Series 66, SIE, and Series 7 licenses. Prior to working with Cetera, Nestor was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nestor has a total of 1 approved SRO registration, 1 approved FINRA registration, 1 approved state registration, and 1 approved IA state registration. Nestor is currently registered with the state of California. Nestor specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (LOS ANGELES CA)
CA
03/11/2011 - 09/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BOTH
Issued 4/8/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nestor Banta is the right advisor for you? Invested Better is here to help.
