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Nestor A Garcia jr.

Fidelity Brokerage Services LLC

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About Nestor A Garcia jr.

Nestor Garcia Jr. is a financial professional with over 20 years of experience in the financial services industry. Nestor is currently a Registered Representative with Fidelity Brokerage Services LLC. Prior to joining Fidelity, Nestor was with BNY Mellon Securities Corporation, H.D. Vest Investment Securities, Inc., and Pruco Securities Corporation. Nestor holds a wide range of licenses and registrations, including Series 6, 7, 24, and 63.

Firm Information

Nestor Garcia jr. is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nestor Garcia jr.’s Registration & Firm History

NH

01/14/2022 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

NY

05/16/2000 - 03/16/2020

BNY MELLON SECURITIES CORPORATION (UNIONDALE NY)

TX

07/02/1998 - 06/22/2000

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

NJ

07/14/1994 - 09/26/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/29/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2015

Series 4 - Registered Options Principal Examination

BC

Issued 04/18/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/13/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nestor A Garcia jr..
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