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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nessa? Claim Your ProfileNessa Englebright is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nessa has been in the industry since 2006 and has a wide range of experience in financial planning and investment management. Nessa has passed the Series 6, 7, 3, 9, 10, 63, and 66 exams, demonstrating her expertise in securities, investment company products, and commodities. Nessa is registered with the Financial Industry Regulatory Authority (FINRA) and is currently licensed in California, Connecticut, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/14/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW CANAAN CT)
CA
10/05/2006 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAGUNA HILLS CA)
BOTH
Issued 07/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/15/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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