Unclaimed
Nessa Cartagena is a financial advisor who is registered with Northwestern Mutual Investment Services, LLC. Nessa Cartagena's registration began on 11/20/2021. Nessa Cartagena is licensed to provide financial advice in 14 states, including Arizona, California, District of Columbia, Florida, Georgia, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Texas, Utah, Vermont and Virginia. Nessa Cartagena is currently located at 135 US Highway 202 206, Suite 21 in Bedminster, NJ. Nessa Cartagena obtained the Series 63, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NJ
11/20/2021 - Present
Northwestern Mutual Investment Services, LLC (Bedminster NJ)
BC
Issued 02/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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