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Neslihan Adanali

Smbc Nikko Securities America, Inc.

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About Neslihan Adanali

Neslihan Adanali is a registered representative with Smbc Nikko Securities America, Inc. Neslihan has been in the securities industry since February 9, 2020. Neslihan has passed the Series 7TO, Series 99TO, and SIE exams. Neslihan is currently registered with FINRA and has been previously registered with Macquarie Capital (USA) Inc.

Firm Information

Neslihan Adanali is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neslihan Adanali’s Registration & Firm History

NY

06/21/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

10/06/2020 - 03/11/2024

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

TX

09/30/2019 - 09/03/2020

MACQUARIE CAPITAL (USA) INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/01/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/29/2019

Series 99TO - Operations Professional Examination

BC

Issued 07/08/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Neslihan Adanali.
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