Unclaimed
Neslihan Adanali is a registered representative with Smbc Nikko Securities America, Inc. Neslihan has been in the securities industry since February 9, 2020. Neslihan has passed the Series 7TO, Series 99TO, and SIE exams. Neslihan is currently registered with FINRA and has been previously registered with Macquarie Capital (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/06/2020 - 03/11/2024
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
TX
09/30/2019 - 09/03/2020
MACQUARIE CAPITAL (USA) INC. (HOUSTON TX)
BC
Issued 09/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2019
Series 99TO - Operations Professional Examination
BC
Issued 07/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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