linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nesby Thomas

Aegis Capital Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nesby? Claim Your Profile

About Nesby Thomas

Nesby Thomas is a registered representative with Aegis Capital Corp. Nesby has over 8 years of experience in the financial services industry. Nesby is registered with the following states: Alabama, Arizona, California, Florida, Georgia, Kansas, Louisiana, Massachusetts, Michigan, Minnesota, New York, North Carolina, Oregon, South Carolina, Texas, and Virginia. Nesby is also registered with FINRA. Nesby is currently licensed with Aegis Capital Corp. and has been with the firm since October 2020. Previously Nesby was employed with PHX FINANCIAL, INC. Nesby is series 66, SIE, and Series 7 licensed. Nesby specializes in portfolio management for businesses, individuals, and pooled investment vehicles. Nesby also provides financial planning services.

Firm Information

Nesby Thomas is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nesby Thomas’s Registration & Firm History

NY

10/01/2020 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

09/22/2015 - 11/13/2018

PHX FINANCIAL, INC. (NEW YORK NY)

Not sure if Nesby Thomas is right for you?

Licenses & Designations

BOTH

Issued 09/16/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nesby Thomas.
Not sure if Nesby Thomas is right for you?