Unclaimed
Nermine Aziz is an investment advisor representative registered with Santander Securities LLC. Nermine has been in the financial industry since 2010 and is licensed in New Jersey. Nermine has been registered with Santander Securities LLC since 2019 and previously worked with HSBC Securities (USA) Inc., Pruco Securities, LLC, and J.P. Morgan Securities LLC. Nermine offers investment advice to individuals, businesses, trusts, and charitable organizations. Nermine specializes in financial planning, portfolio management, and selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/14/2019 - Present
Santander Securities LLC (Cherry Hill NJ)
NJ
05/10/2018 - 03/07/2019
HSBC SECURITIES (USA) INC. (JERSEY CITY NJ)
NJ
09/28/2015 - 04/26/2018
PRUCO SECURITIES, LLC. (PARAMUS NJ)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (STATEN ISLAND NY)
NY
03/01/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)
NY
01/25/2008 - 04/27/2011
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
IA
Issued 05/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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