Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nepeta? Claim Your ProfileNepeta Godec is an investment advisor representative with RBC Capital Markets, LLC. Nepeta has been in the financial services industry since 1986 and has a broad range of experience. Nepeta is registered with the states of Colorado and Texas. Nepeta Godec previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, First Union Securities, Inc., Dain Rauscher Incorporated, D.E. Frey & Company, Inc., Kemper Securities Group, Inc. and Boettcher & Company, Inc. Nepeta is a Series 7, Series 10, Series 24, and Series 63 registered representative. Nepeta is also a Series 65 registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
09/14/2012 - Present
RBC Capital Markets, LLC (GREENWOOD VILLAGE CO)
CO
09/11/2008 - 09/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWOOD VILLAGE CO)
CO
11/18/2002 - 09/12/2008
WACHOVIA SECURITIES, LLC (GREENWOOD VILLAGE CO)
MO
08/18/2000 - 02/12/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
03/02/1998 - 08/30/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/16/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
CO
12/23/1991 - 09/22/1994
D.E. FREY & COMPANY, INC. (DENVER CO)
MO
09/04/1990 - 12/23/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
10/23/1985 - 09/04/1990
BOETTCHER & COMPANY, INC.
IA
Issued 09/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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