Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nenad? Claim Your ProfileNenad Tomic is a registered representative with N.a. Investcorp LLC located in Santa Monica, California. Nenad holds the Series 63, SIE and Series 79 licenses. Nenad has experience in the financial services industry since October 6, 2016, and has previously worked for Guggenheim Securities, LLC in New York. Nenad is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/03/2017 - Present
N.a. Investcorp LLC (Santa Monica CA)
NY
09/01/2016 - 09/27/2017
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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