Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelvine? Claim Your ProfileNelvine Alfonso Ocampo is a financial advisor with Osaic Wealth, Inc. Nelvine has been in the financial services industry since 2000. Nelvine has experience with a variety of financial products and services, including retirement planning, investment management, and financial planning. Nelvine is also licensed to sell insurance products. Nelvine holds Series 6, 7, 63, and 66 licenses. Nelvine has been registered with the Securities and Exchange Commission (SEC) since 2000. In the past, Nelvine has worked for several firms, including Woodbury Financial Services, Inc., Quest Capital Corporation, Voya Financial Advisors, Inc., Investors Capital Corp., Crown Capital Securities, L.P., LPL Financial LLC, Chase Investment Services Corp., WAMU Investments, Inc., Wells Fargo Investments, LLC, WM Financial Services, Inc., and Gateway Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (WESTLAKE VILLAGE CA)
CA
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WESTLAKE VILLAGE CA)
CA
03/01/2018 - 03/01/2019
QUESTAR CAPITAL CORPORATION (WOODLAND HILLS CA)
CA
02/04/2016 - 03/02/2018
VOYA FINANCIAL ADVISORS, INC. (WOODLAND HILLS CA)
CA
12/19/2014 - 02/25/2016
INVESTORS CAPITAL CORP. (WOODLAND HILLS CA)
CA
12/19/2012 - 12/22/2014
CROWN CAPITAL SECURITIES, L.P. (WOODLAND HILLS CA)
CA
10/09/2009 - 01/17/2013
LPL FINANCIAL LLC (WOODLAND HILLS CA)
CA
05/02/2009 - 10/14/2009
CHASE INVESTMENT SERVICES CORP. (CANOGA PARK CA)
CA
10/02/2006 - 05/02/2009
WAMU INVESTMENTS, INC. (CANOGA PARK CA)
CA
10/17/2005 - 09/18/2006
WELLS FARGO INVESTMENTS, LLC (NORTHRIDGE CA)
CA
10/31/2002 - 10/17/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IL
04/24/2000 - 04/02/2002
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
BOTH
Issued 08/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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