Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Zachery Goodwater is a registered representative with Principal Securities, Inc. Nelson is a financial professional with over 17 years of experience in the financial services industry. Nelson holds Series 6 and Series 63 licenses. Nelson is licensed to provide financial advice in Connecticut, New Jersey, New York and Pennsylvania. Nelson was previously employed with Transamerica Investors Securities Corporation, ADP Broker-Dealer, Inc., and Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
12/12/2018 - Present
Principal Securities, Inc. (DES MOINES IA)
NY
05/20/2016 - 11/30/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NJ
11/23/1998 - 02/13/2004
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
05/18/1998 - 06/30/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 03/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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