Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson X Pham is a financial advisor registered with Alliancebernstein Investments, Inc. Pham holds the Series 6, 7, and SIE licenses as well as a Series 63 registration and is currently licensed in Florida, Georgia, and South Carolina. Pham has been in the industry since 2007 and previously worked for Hartford Funds Distributors, LLC and Hartford Life Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
01/24/2024 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
PA
12/03/2012 - 09/08/2023
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
CT
06/04/2007 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
BC
Issued 06/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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